Kimberly K. Boyette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Kay Boyette, who also goes by Kim K Boyette, Kim Kay Boyette, Kim K Cochran, Kimberly Kay Cochran, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1995. Kimberly had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2023 - May 5, 2026
VOYA RETIREMENT ADVISORS, LLC
May 26, 2017 - July 18, 2023
VOYA FINANCIAL PARTNERS, LLC
May 26, 2017 - May 5, 2026
VOYA FINANCIAL PARTNERS, LLC
November 9, 2010 - August 12, 2016
PRINCIPAL SECURITIES, INC.
July 19, 2010 - August 12, 2016
PRINCIPAL SECURITIES, INC.
February 6, 2002 - December 31, 2002
AMERICAN CENTURY BROKERAGE, INC.
October 13, 1995 - December 5, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/15/2026 | ||
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
