Howard C. Given

CYPRESS PATH CAPITAL

CARMEL, CA 93923

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CRD#: 2307489

Professional summary

Howard Carl Given II is a registered financial advisor currently at CYPRESS PATH CAPITAL, LLC located in Carmel, California.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Howard has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Carl Given II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2003 - Present

CYPRESS PATH CAPITAL, LLC

Office #1: 200 Clocktower Place, Ste. E208, Carmel, CA 93923

RIA

CRD#: 133975

CARMEL, CA

Past

July 2, 2016 - March 15, 2019

CYPRESS PATH CAPITAL, LLC

RIA

CRD#: 281817

CARMEL, CA

Past

January 5, 1993 - October 17, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/17/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/30/1992

General Securities Representative Examination

Current Firm

CYPRESS PATH CAPITAL, LLC

CYPRESS PATH CAPITAL, LLC | GIVEN CAPITAL MANAGEMENT, LLC | GIVEN AND DINI INVESTMENT MANAGEMENT, LLC | GIVEN AND DINI INVESTMENT MANAGEMENT

CRD#: 133975 / SEC#: 801-64316

RIA

Registered Investment Advisory firm - (4/24/2012 Terminated)

California

Registered Investment Advisory firm - (4/24/2012 Approved)

Texas

Registered Investment Advisory firm - (10/8/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

200 Clocktower Place Suite E-208, Carmel, CA 93923

Mailing Address

Phone number

(831) 625-1530

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 69,511,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Howard C. Given

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Carl Given II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYPRESS PATH CAPITAL, LLC

CYPRESS PATH CAPITAL, LLC

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/1993

Series 63

Date: 1/7/1993

Series 7

Date: 12/30/1992

Current Firm

CYPRESS PATH CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CYPRESS PATH CAPITAL, LLC

TRUST BUT VERIFY

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