Heather Pollack
Professional summary
Heather Pollack, who also goes by Heather Ann Pollack, Heather Ann Rinaldi, is a registered financial advisor currently at BEACON FINANCIAL GROUP, INC. located in Aurora, Ohio.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Heather has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Heather Pollack's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2022 - Present
BEACON FINANCIAL GROUP, INC.
Office #1: 173 South Chillicothe Road, Aurora, OH 44202July 17, 2008 - February 22, 2022
OSAIC FA, INC.
August 20, 2002 - May 31, 2007
OSAIC FA, INC.
August 14, 2002 - June 8, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 14, 2002 - February 22, 2022
OSAIC FA, INC.
July 28, 1999 - July 31, 2002
VOYA FINANCIAL PARTNERS, LLC
April 29, 1999 - July 8, 1999
CHARLES SCHWAB & CO., INC.
January 13, 1995 - July 20, 1999
JOHN HANCOCK DISTRIBUTORS LLC
March 19, 1993 - September 9, 1994
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
BEACON FINANCIAL GROUP, INC.
CRD#: 317775 / SEC#: 801-122901
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/4/2022)
Exams
Current Firm
BEACON FINANCIAL GROUP, INC.
CRD#: 317775 / SEC#: 801-122901
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,298 |
| AUM (Assets Under Management) | $ 745,926,980 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
