Andrew H. Killion

BANKERS INVESTMENT COUNSELING

VENTURA, CA 93003

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CRD#: 2307056

Professional summary

Andrew Hobart Killion, who also goes by Andy Killion, is a registered financial advisor currently at BANKERS INVESTMENT COUNSELING located in Ventura, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Andrew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Killion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the Owner/Managing Member of a Marine Surveyor practice, Anchors Way Advisors, LLC est. March 2023. Address: 5450 Telegraph Road, Suite 250-O, Ventura, CA 93003. It is not investment related, and I spend approx. 30 hours per month on this business. I inspect vessels for regulatory and safety compliance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Hobart Killion's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2023 - Present

BANKERS INVESTMENT COUNSELING

Office #1: 5450 Telegraph Road Suite 265, Ventura, CA 93003

RIA

CRD#: 325872

VENTURA, CA

Past

August 9, 2019 - November 5, 2023

BANKERS INVESTMENT COUNSELING COMPANY

RIA

CRD#: 104844

SANTA PAULA, CA

Past

March 15, 2016 - August 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OXNARD, CA

Past

February 2, 2016 - August 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OXNARD, CA

Past

March 4, 2013 - August 8, 2014

SEA WORTHY INVESTMENT ADVISORS

RIA

CRD#: 166452

VENTURA, CA

Past

September 25, 2012 - November 20, 2012

MORGAN STANLEY

RIA

CRD#: 149777

OXNARD, CA

Past

August 28, 2012 - November 20, 2012

MORGAN STANLEY

CRD#: 149777

OXNARD, CA

Past

November 2, 1998 - July 6, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OXNARD, CA

Past

January 26, 1993 - July 6, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2016

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 8/5/2004

Futures Managed Funds Examination

Current Firm

BANKERS INVESTMENT COUNSELING

BANKERS INVESTMENT COUNSELING | BANKERS INVESTMENT COUNSELING COMPANY

CRD#: 325872 / SEC#:

California

Registered Investment Advisory firm - (8/21/2023 Approved)

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Contact information

Main Address

5450 Telegraph Road Suite 265, Ventura, CA 93003

Mailing Address

Phone number

805-620-0150 & 805-901-7339

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 18,407,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew H. Killion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Hobart Killion's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS INVESTMENT COUNSELING COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEA WORTHY INVESTMENT ADVISORS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2016

Series 63

Date: 3/22/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2016

Series 31

Date: 8/5/2004

Current Firm

BANKERS INVESTMENT COUNSELING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BANKERS INVESTMENT COUNSELING

TRUST BUT VERIFY

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