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BA

Burt M. Arnold

ALPINE SECURITIES
Salt Lake City, UT 84111
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CRD#: 2306999
BA

Professional summary


Burt Martin Arnold is a registered financial professional currently at ALPINE SECURITIES CORPORATION located in Salt Lake City, Utah.

Burt is registered as a RR (Registered Representative) and started their career in finance in 1993. Burt has worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Burt Martin Arnold's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 12, 2025 - Present

ALPINE SECURITIES CORPORATION

Office #1: 39 Exchange Place, Salt Lake City, UT 84111
BD
CRD#: 14952
Salt Lake City, UT
Past

February 19, 2009 - November 18, 2019

BMA ADVISORS, LLC

RIA
CRD#: 124299
ROLLING HILLS, CA
Past

March 16, 2004 - December 31, 2008

BMA ADVISORS, LLC

RIA
CRD#: 124299
LA QUINTA, CA
Past

July 5, 2001 - April 7, 2020

BMA SECURITIES, LLC

BD
CRD#: 108219
EL SEGUNDO, CA
Past

March 8, 1995 - January 3, 2002

J. ALEXANDER SECURITIES, INC.

BD
CRD#: 7809
LOS ANGELES, CA
Past

May 4, 1994 - March 2, 1995

GILFORD SECURITIES INCORPORATED

BD
CRD#: 8076
NEW YORK, NY
Past

July 8, 1993 - May 6, 1994

MEYERS SECURITIES CORPORATION

BD
CRD#: 7183
ROCHESTER, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/25/2025)
RR
California
(6/19/2025)
RR
Utah
(6/20/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 6/11/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/30/2022
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/30/2022
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/24/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


AS
ALPINE SECURITIES CORPORATION
ALPINE SECURITIES CORPORATION

CRD#: 14952 / SEC#: , 8-31464

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
39 Exchange Place, Salt Lake City, UT 84111
Mailing Address
39 Exchange Place, Salt Lake City, UT 84111
Phone number
(801) 320-1334
Established
Utah since 01/11/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SCA CLEARING LLCSOLE SHAREHOLDER
COSMAN, JAMES AARONFINOP7208854
FOX, ROBERT MICHAELCCO4420688
HURRY, JOHN JOSEPHCCO - INVESTMENT ADVISER2146449
MARATEA, RAYMOND JERRYCEO2538056
WALSH, JOSEPH PATRICKCOO1519958

Disclosures


Regulatory Event45
Civil Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALPINE SECURITIES CORPORATION

CRD#: 14952Salt Lake City, UT 84111

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