Rasik R. Machchhar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rasik Ramji Machchhar, who also goes by Roger Machchhar, was a registered financial professional .
Rasik is a previously registered financial professional and started their career in finance in 1993. Rasik had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2023 - March 3, 2025
THE INVESTMENT CENTER, INC.
February 23, 2023 - April 24, 2023
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
January 22, 2002 - January 24, 2023
AVANTAX INVESTMENT SERVICES, INC.
January 2, 2001 - December 31, 2001
THE INVESTMENT CENTER, INC.
July 13, 1993 - December 5, 2000
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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