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JJ

John K. Jacob

JCM CAPITAL MANAGEMENT
WICHITA, KS
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CRD#: 2306698
JJ

Professional summary


John K Jacob, who also goes by John Jacob, is a registered financial advisor currently at JCM CAPITAL MANAGEMENT located in Wichita, Kansas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 3 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Jacob

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John K Jacob's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 20, 1996 - Present

JCM CAPITAL MANAGEMENT

RIA
CRD#: 116076
WICHITA, KS
Past

April 19, 1993 - July 10, 1996

PRINCIPAL FINANCIAL SECURITIES,INC.

BD
CRD#: 260
DALLAS, TX
Past

January 6, 1993 - February 16, 1993

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(9/20/1996)
IAR
Texas
(12/2/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 1/5/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


JC
JCM CAPITAL MANAGEMENT
JCM CAPITAL MANAGEMENT

CRD#: 116076 / SEC#:

Kansas
Registered Investment Advisory firm - (9/20/1996 Approved)
Texas
Registered Investment Advisory firm - (12/2/2021 Conditional Restricted)
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Contact information


Main Address
Wichita, KS
Mailing Address
Phone number
(316) 393-6700
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts19
AUM (Assets Under Management)$ 30,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JCM CAPITAL MANAGEMENT

CRD#: 116076Wichita, KS

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