Jeffrey Lopez-negron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lopez-negron, who also goes by Jeffrey Lopez, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 7 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2010 - March 22, 2013
RD CAPITAL GROUP, INC.
November 10, 2005 - December 31, 2009
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
November 10, 2005 - December 31, 2009
UBS FINANCIAL SERVICES INC.
March 28, 2000 - October 10, 2005
OFS SECURITIES, INC.
December 16, 1997 - March 28, 2000
SAMUEL A. RAMIREZ & COMPANY, INC.
June 23, 1993 - November 3, 1997
CLARK MELVIN SECURITIES CORPORATION
February 17, 1993 - June 25, 1993
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
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Exams
Current Firm
RD CAPITAL GROUP, INC.
CRD#: 37470 / SEC#: , 8-47759
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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