Vincent C. Priolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Charles Priolo, who also goes by VIncent Priolo, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1992. Vincent had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2005 - December 31, 2023
PAR5 CAPITAL & CO LLC
July 11, 2003 - July 8, 2005
COMMERZ MARKETS LLC
April 30, 2001 - August 8, 2002
ING FINANCIAL MARKETS LLC
July 8, 1999 - April 30, 2001
ABN AMRO SECURITIES LLC
May 10, 1995 - November 23, 1998
DEUTSCHE BANK SECURITIES INC.
December 24, 1992 - May 15, 1995
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PAR5 CAPITAL & CO LLC
CRD#: 134657 / SEC#: , 8-66850
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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