Michael J. Rothkopf
Professional summary
Michael James Rothkopf is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Rothkopf's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2014 - Present
PEAK6 CAPITAL MANAGEMENT LLC
Office #1: 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604December 5, 2011 - April 26, 2013
PEAK6 VEGA MASTER FUND LLC
August 7, 2007 - July 3, 2014
PEAK6 PERFORMANCE MANAGEMENT LLC
September 18, 2002 - August 1, 2007
PEAK6 CAPITAL MANAGEMENT LLC
January 3, 1995 - August 21, 1997
SBC WARBURG, INC.
February 1, 1993 - January 3, 1995
O'CONNOR & ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Current Firm
PEAK6 CAPITAL MANAGEMENT LLC
CRD#: 43773 / SEC#: , 8-50422
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC | OWNER | |
| MILCAREK, STEVEN DOUGLAS | PRINCIPAL OPERATIONS OFFICER | 3131320 |
| MULLER, BRIAN JAMES | CHIEF RISK OFFICER | 5875890 |
| PITALE, SUJAI VEERDHAVAL | CHIEF COMPLIANCE OFFICER | 5387442 |
| SIMPSON, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER | 5875785 |
| WARD, JAMES FLANAGAN | FINOP, PRINCIPAL FINANCIAL OFFICER | 6258923 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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