Mark P. Naylor

AUOUR INVESTMENTS LLC

WOBURN, MA 01801

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CRD#: 2306553

Professional summary

Mark Patrick Naylor is a registered financial advisor currently at AUOUR INVESTMENTS LLC located in Woburn, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mark has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Partner Capital. Inc, a consulting firm offering services related to the acquisition and direct ownership of real estate, but not investments in securities. Mr. Naylor is the President and 100% owner, and spends approximately 80 hours per month on the activity of which approximately 40 are during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Patrick Naylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2017 - Present

AUOUR INVESTMENTS LLC

Office #1: 400 Tradecenter Suite 3990, Woburn, MA 01801

RIA

CRD#: 173392

WOBURN, MA

Past

December 18, 1992 - November 29, 1995

SHIELDS & COMPANY, INC.

CRD#: 30000

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUOUR INVESTMENTS LLC

AUOUR ADVISORY | AUOUR INVESTMENTS LLC | AUOUR ADVISORY LLC

CRD#: 173392 / SEC#: 801-80544

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1992

General Securities Representative Examination

Current Firm

AUOUR INVESTMENTS LLC

AUOUR ADVISORY | AUOUR INVESTMENTS LLC | AUOUR ADVISORY LLC

CRD#: 173392 / SEC#: 801-80544

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

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Contact information

Main Address

400 Tradecenter Suite 3990, Woburn, MA 01801

Mailing Address

Phone number

(978) 338-4830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AUOUR PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	802
AUM (Assets Under Management)	$ 340,936,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark P. Naylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Patrick Naylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUOUR INVESTMENTS LLC

SHIELDS & COMPANY, INC.

Primary Firm SEC Registration

AUOUR INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2016

Series 63

Date: 2/12/1993

Series 7

Date: 12/15/1992

Current Firm

AUOUR INVESTMENTS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUOUR INVESTMENTS LLC

TRUST BUT VERIFY

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