Cery B. Perle
Professional summary
Cery Bradley Perle was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cery is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Cery had worked at 6 firms, which includes WALDRON & CO. INC., SHAMROCK PARTNERS LTD, TEXAS CAPITAL SECURITIES INC., ROTH CAPITAL PARTNERS LLC, PRUDENTIAL EQUITY GROUP LLC, MEYERS SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 1995 - December 1, 1998
WALDRON & CO., INC.
June 15, 1995 - January 11, 1996
SHAMROCK PARTNERS, LTD
May 24, 1995 - July 20, 1995
TEXAS CAPITAL SECURITIES, INC.
April 13, 1995 - May 17, 1995
ROTH CAPITAL PARTNERS, LLC
October 24, 1994 - April 11, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 6, 1993 - November 12, 1994
MEYERS SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WALDRON & CO., INC.
CRD#: 868 / SEC#: , 8-11329
Contact information
Documents
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