Lawrence Adkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Adkins JR, who also goes by Larry Adkins Jr, Lawrence Jr Adkins, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1993. Lawrence had worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2022 - October 10, 2023
SFI CAPITAL GROUP, LLC
April 29, 2021 - October 19, 2021
OSAIC SERVICES, INC.
March 3, 2021 - October 19, 2021
OSAIC SERVICES, INC.
July 14, 2015 - April 1, 2019
HORNOR, TOWNSEND & KENT, LLC
June 8, 2015 - April 1, 2019
HORNOR, TOWNSEND & KENT, LLC
January 3, 2014 - October 3, 2014
EQUITABLE ADVISORS, LLC
August 6, 2013 - October 3, 2014
EQUITABLE ADVISORS, LLC
August 10, 2012 - July 15, 2013
NEW ENGLAND SECURITIES
April 27, 2012 - July 15, 2013
NEW ENGLAND SECURITIES
October 11, 1999 - July 15, 2013
MSI FINANCIAL SERVICES, INC.
October 11, 1999 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 11, 1999 - July 15, 2013
MSI FINANCIAL SERVICES, INC.
January 21, 1993 - October 1, 1999
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
SFI CAPITAL GROUP, LLC
CRD#: 141979 / SEC#: , 8-67421
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACHILL BD, LLC | DIRECT OWNER | |
| DORSEY, JOHN WILLIAM | CEO, PRESIDENT, CCO, AMLCO, EXECUTIVE REPRESENTATIVE | 2409227 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
