LA

Lawrence Adkins

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CRD#: 2306477
LA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence Adkins JR, who also goes by Larry Adkins Jr, Lawrence Jr Adkins, was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 1993. Lawrence had worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Adkins Jr | Lawrence Jr Adkins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 4, 2022 - October 10, 2023

SFI CAPITAL GROUP, LLC

BD
CRD#: 141979
Rockledge, FL
Past

April 29, 2021 - October 19, 2021

OSAIC SERVICES, INC.

RIA
CRD#: 133763
FORT LAUDERDALE, FL
Past

March 3, 2021 - October 19, 2021

OSAIC SERVICES, INC.

BD
CRD#: 133763
FORT LAUDERDALE, FL
Past

July 14, 2015 - April 1, 2019

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
BOCA RATON, FL
Past

June 8, 2015 - April 1, 2019

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
BOCA RATON, FL
Past

January 3, 2014 - October 3, 2014

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

August 6, 2013 - October 3, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

August 10, 2012 - July 15, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
ORLANDO, FL
Past

April 27, 2012 - July 15, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
ORLANDO, FL
Past

October 11, 1999 - July 15, 2013

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
ORLANDO, FL
Past

October 11, 1999 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ORLANDO, FL
Past

October 11, 1999 - July 15, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ORLANDO, FL
Past

January 21, 1993 - October 1, 1999

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


SC
SFI CAPITAL GROUP, LLC
COHEN CAPITAL, LTD. | SFI INVESTMENTS, LLC | SFI CAPITAL GROUP, LLC

CRD#: 141979 / SEC#: , 8-67421

BD
Terminated by SEC on 02/16/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Ohio since 06/04/2001
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ACHILL BD, LLCDIRECT OWNER
DORSEY, JOHN WILLIAMCEO, PRESIDENT, CCO, AMLCO, EXECUTIVE REPRESENTATIVE2409227

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SFI CAPITAL GROUP, LLC

CRD#: 141979

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