Christopher D. Corritore
Professional summary
Christopher Daniel Corritore is a registered financial advisor currently at OSAIC WEALTH, INC. located in Long Beach, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Daniel Corritore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Daniel Corritore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2023 - Present
OSAIC WEALTH, INC.
June 15, 2023 - Present
OSAIC WEALTH, INC.
June 26, 2017 - June 15, 2023
VANDERBILT ADVISORY SERVICES
April 18, 2003 - June 15, 2023
VANDERBILT SECURITIES, LLC
March 30, 2001 - April 22, 2003
FSC SECURITIES CORPORATION
December 21, 2000 - March 30, 2001
SECURITIES AMERICA, INC.
January 14, 1999 - January 12, 2001
PRIME CAPITAL SERVICES, INC.
March 19, 1996 - January 14, 1999
OSAIC WEALTH, INC.
July 28, 1995 - March 22, 1996
CHEMICAL INVESTMENT SERVICES CORP.
August 23, 1994 - July 28, 1995
ESSEX NATIONAL SECURITIES, LLC
March 7, 1994 - September 1, 1994
CAPITAL BROKERAGE CORPORATION
February 1, 1993 - March 9, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 1, 1993 - March 9, 1994
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2023)
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
