Luis F. Menocal

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CRD#: 2306293

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luis Francisco Menocal, who also goes by III Luis F Menocal, Luis F Menocal III, Luis Francisco Menocal, was a registered financial professional .

Luis is a previously registered financial professional and started their career in finance in 1993. Luis had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Iii Luis F Menocal | Luis F Menocal Iii | Luis Francisco Menocal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 18, 2007 - June 28, 2012

ACP CAPITAL MANAGEMENT, LLC

RIA

CRD#: 138556

MIAMI, FL

Past

May 23, 2006 - July 2, 2012

ACP SECURITIES, LLC

CRD#: 139049

MIAMI, FL

Past

January 15, 2004 - December 2, 2005

DOMINICK & DICKERMAN LLC

CRD#: 7344

EAST HAMPTON, NY

Past

September 4, 2002 - January 20, 2004

TRAUTMAN WASSERMAN & COMPANY, INC.

CRD#: 33007

NEW YORK, NY

Past

January 1, 2001 - July 12, 2001

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

CRD#: 15654

NEW YORK, NY

Past

April 1, 1998 - January 1, 2001

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

August 10, 1993 - September 1, 1998

MENOCAL & CO.

CRD#: 31152

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/22/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/23/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/1993

General Securities Principal Examination

Current Firm

ACP CAPITAL MANAGEMENT, LLC

ACP CAPITAL MANAGEMENT, LLC | ACP INVESTOR

CRD#: 138556 / SEC#: 801-122849

RIA

Registered Investment Advisory firm - (12/10/2021 Approved)

Florida

Registered Investment Advisory firm - (9/21/2022 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2018 Terminated)

New York

Registered Investment Advisory firm - (1/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/3/2022 Terminated)

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Contact information

Main Address

1200 Brickell Avenue Suite 1700, Miami, FL 33131

Mailing Address

Phone number

(305) 670-4180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A WRAP (6/27/2025)

ACP CAPITAL MANAGEMENT, LLC ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 230,432,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luis F. Menocal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ACP SECURITIES, LLC

DOMINICK & DICKERMAN LLC

TRAUTMAN WASSERMAN & COMPANY, INC.

CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC

PERSHING LLC

MENOCAL & CO.

Primary Firm SEC Registration

ACP CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2007

Series 63

Date: 6/29/1993

Series 7

Date: 6/22/1993

Series 53

Date: 10/23/1997

Series 24

Date: 7/21/1993

Current Firm

ACP CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACP CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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