Matthew S. Stadler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Scott Stadler was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1993. Matthew had worked at 9 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2005 - May 6, 2009
CSCA CAPITAL ADVISORS, LLC
June 29, 2005 - August 6, 2024
COHEN & STEERS SECURITIES, LLC
June 2, 2004 - May 3, 2005
LEHMAN BROTHERS INC.
November 16, 1999 - May 26, 2005
NEUBERGER BERMAN MANAGEMENT LLC
November 8, 1999 - May 26, 2005
NEUBERGER BERMAN BD LLC
July 7, 1999 - November 4, 1999
NEBRASKA HUDSON COMPANY, INC.
June 28, 1999 - November 3, 1999
DEUTSCHE IXE, LLC
December 21, 1994 - May 4, 1999
SANTANDER INVESTMENT SECURITIES INC.
May 5, 1993 - August 25, 1994
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CSCA CAPITAL ADVISORS, LLC
CRD#: 47100 / SEC#: , 8-51671
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CS CAPITAL ADVISORS, LLC | SHAREHOLDER | |
| CALECA, DAVID | SENIOR DIRECTOR, BOARD MEMBER, MANAGING DIRECTOR | 2801048 |
| DEMARVAL, LAURENT XAVIER | MANAGING DIRECTOR, COMPLIANCE OFFICER, BOARD MEMBER | 2581213 |
| FALKOWSKI, CHRISTOPHER HARRIS | MANAGING DIRECTOR, BOARD MEMBER | 4729016 |
| PICKETTE, PETER EDWARD | MANAGING DIRECTOR, BOARD MEMBER | 2727093 |
| RAZOOK, BRADLEY GEORGE | PRESIDENT, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, BOARD MEMBER | 1170563 |
| ROCHE, PASCAL | FINOP AND CFO | 5920968 |
| VORDERIS, PAUL CHARLES | MANAGING DIRECTOR, BOARD MEMBER | 4925073 |
Red Flags
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