Srinivas Kopparapu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Srinivas Kopparapu was a registered financial professional .
Srinivas is a previously registered financial professional and started their career in finance in 2000. Srinivas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2012 - November 22, 2016
BROADREACH ASSET MANAGEMENT
June 7, 2002 - September 11, 2009
BARCLAYS CAPITAL INC.
October 16, 2000 - June 10, 2002
CREDIT SUISSE SECURITIES (USA) LLC
January 6, 2000 - October 16, 2000
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
BROADREACH ASSET MANAGEMENT
CRD#: 165152 / SEC#:
Contact information
Red Flags
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