MM
Milton J. Mejia
VOYA FINANCIAL ADVISORS
South Gate, CA
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CRD#: 2306027
MM
Professional summary
Milton Jesus Mejia is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in South Gate, California.
Milton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Milton has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner / Landlord NATURE: Landlord for a 3 unit Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 ADDRESS: 7221 Granger Ave, Bell Gardens CA 90201, United States DESCRIPTION: Landlord/ Owner RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Landlord of 2 Unit Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1989 ADDRESS: 7813 & 7813 1/2 State Street, Huntington Park CA 90255, United States DESCRIPTION: Landlord/Owner
CRS (Client Relationship Summary) - RIA
Click below to view Milton Jesus Mejia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Milton Jesus Mejia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
South Gate, CA
Current
February 19, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
South Gate, CA
Past
July 14, 2015 - April 4, 2023
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
SOUTH GATE, CA
Past
March 19, 2010 - April 4, 2023
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
August 31, 2001 - March 19, 2010
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
LONG BEACH, CA
Past
July 27, 1993 - April 29, 2009
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/19/2025)
IAR
California(2/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
