Ulli G. Niemann
Professional summary
Ulli Gerhard Niemann, who also goes by Ulli Niemann, is a registered financial advisor currently at SOUTHLAND INVESTMENTS located in Huntington Beach, California.
Ulli is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Ulli has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ulli Gerhard Niemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 1993 - Present
SOUTHLAND INVESTMENTS
Office #1: 16168 Beach Blvd. #201, Huntington Beach, CA 92647State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/1993)
Exams
Series 2
Date: 1/5/1993
Non-Member General Securities ExaminationCurrent Firm
SOUTHLAND INVESTMENTS
CRD#: 134478 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 22,588,997 |
Red Flags
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