Thomas P. Criste

ASPIRE FINANCIAL

Ebensburg, PA 15931

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CRD#: 2305867

Professional summary

Thomas Patrick Criste is a registered financial advisor currently at ASPIRE FINANCIAL, INC. located in Ebensburg, Pennsylvania and FUND INVESTORS, INC. located in Ebensburg, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-Long, Mulhearn & Criste P.C., 500 East High Street, Ebensburg, PA 15931 -Certified Public Accountants (non-investment related) -Owner (accountant) -05/01/1992 -100 hours per month -5 hours per day during trading hours -Aspire Financial, Inc., 510 East High Street, Ebensburg, PA 15931 -Investment Advisor (investment related) -Owner (advisor) -01/01/2012 -23 hours per month -1 hours per day during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Criste's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2012 - Present

ASPIRE FINANCIAL, INC.

Office #1: 510 East High Street, Ebensburg, PA 15931

RIA

CRD#: 159581

Ebensburg, PA

Current

October 6, 1994 - Present

FUND INVESTORS, INC.

Office #1: 510 East High Street, Ebensburg, PA 15931

CRD#: 20374

Ebensburg, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(2/17/1995)

IAR

Pennsylvania
(1/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/5/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/31/2022

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ASPIRE FINANCIAL, INC.

CRD#: 159581 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/4/2012 Approved)

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Contact information

Main Address

510 East High Street, Ebensburg, PA 15931

Mailing Address

Phone number

(814) 472-9317

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	189
AUM (Assets Under Management)	$ 38,447,339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Thomas P. Criste

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Criste's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE FINANCIAL, INC.

FUND INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/1993

SIE

Date: 10/1/2018

Series 6

Date: 10/5/1994

Series 26

Date: 5/31/2022

FINRA

Current Firm

ASPIRE FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPIRE FINANCIAL, INC.

TRUST BUT VERIFY

Contact information

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