Glenn R. Cutler
Professional summary
Glenn Robert Cutler was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Glenn had worked at 4 firms, which includes CUTLER SECURITIES INC., NEWSOURCE SECURITIES INC., MORGAN STANLEY DW INC., CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1996 - April 12, 2012
CUTLER SECURITIES, INC.
June 8, 1994 - May 6, 1996
NEWSOURCE SECURITIES, INC.
May 7, 1993 - April 19, 1994
MORGAN STANLEY DW INC.
March 12, 1993 - May 20, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
CUTLER SECURITIES, INC.
CRD#: 41230 / SEC#: , 8-49331
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUTLER, GLENN ROBERT | PRESIDENT & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 2305818 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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