Catherine L. O'connor
Professional summary
Catherine Lynne O'connor, CFP®, who also goes by Catherine Micklow, Catherine Lynne Oconnor, is a registered financial advisor currently at O'CONNOR PORTFOLIO MANAGEMENT LLC located in Tampa, Florida.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Catherine has worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Lynne O'connor's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
October 28, 2013 - Present
O'CONNOR PORTFOLIO MANAGEMENT LLC
November 12, 1993 - October 18, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
November 12, 1993 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 12, 1993 - October 18, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
June 18, 1993 - November 10, 1993
PFS INVESTMENTS INC.
March 23, 1993 - June 3, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 21, 1992 - March 23, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2013)
(9/29/2014)
Exams
Current Firm
O'CONNOR PORTFOLIO MANAGEMENT LLC
CRD#: 168679 / SEC#: 801-78655
Contact information
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 46,957,205 |
Red Flags
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