Matthew D. Gelfand
PRINCETON GLOBAL ASSET MANAGEMENT LLC
Chevy Chase, MD
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CRD#: 2305805
Professional summary
Matthew David Gelfand, CFP® is a registered financial advisor currently at PRINCETON GLOBAL ASSET MANAGEMENT LLC located in Chevy Chase, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 8 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Forward Association and The Forward Fund (two affiliated charitable 501(c)3 organizations) - Investment Committee and Compensation Committee Member. 2005 to Present. Ad hoc committee on commercial insurance. Non-Investment Related Entity. Spend up to 2 hours/month on this activity of which most are during securities trading hours. Duties include participating in committee meetings. 125 Maiden Lane, 8th Floor, New York, NY 10038-5015. The Journal of Taxation of Investments ("JTI") published by the Civic Research Institute, a for-profit C-Corporation. Not investment related. PO Box 585, Kingston, NJ 08520. The Civic Research Institute publishes professional and academic journals including JTI. Member of the Board of Advisors from 2021 to present. Advisors to JTI are responsible for submitting scholarly articles for publication from time to time. Approximately 1 hour per month not during securities trading hours. I*1210277 For profit or not for profit: Entity For Profit Name of outside business organization: Civic Research Institute, Inc. Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 4/21/2023 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Civic Research Institute ("CRI") publishes professional & academic journals including The Journal of Taxation of Investments ("JTI"). I would serve on JTI's Board of Advisors. My role is to write & perhaps review others' scholarly articles for JTI only., Civic Research Institute ("CRI") publishes a number of professional, scholarly, and academic journals including The Journal of Taxation of Investments ("JTI"). I serve as a member of the Board of Advisors. As such, my sole responsibility is to submit fro I*1384262 For profit or not for profit: Entity Charitable Name of outside business organization: The Forward Association Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Nominating committee"]] Start date of relationship: 7/7/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 4 Duties: , The Forward Association ("Association") is a 501(c)3 charitable organization. It publishes The Forward news websites in English & Yiddish. From time to time it organizes web-based and live educational events.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Gelfand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
December 3, 2024 - Present
PRINCETON GLOBAL ASSET MANAGEMENT LLC
RIA
CRD#: 146644
Chevy Chase, MD
Past
April 8, 2023 - December 2, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BETHESDA, MD
Past
March 22, 2023 - December 2, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BETHESDA, MD
Past
February 3, 2022 - March 6, 2023
TRICOLOR CAPITAL ADVISORS LLC
RIA
CRD#: 318324
Chevy Chase, MD
Past
August 10, 2020 - February 1, 2022
MORELAND ASSOCIATES, LLC
RIA
CRD#: 297818
Chevy Chase, MD
Past
February 1, 2012 - May 16, 2018
ROCKEFELLER & CO., INC.
RIA
CRD#: 106264
NEW YORK, NY
Past
November 3, 2009 - November 1, 2010
POTOMAC ASSET MANAGEMENT CO INC
RIA
CRD#: 105730
FREDERICK, MD
Past
October 16, 2007 - October 23, 2009
LYNX INVESTMENT ADVISORY, LLC
RIA
CRD#: 111814
WASHINGTON, DC
Past
April 17, 2001 - June 14, 2007
MDG FINANCIAL ADVISORS, LLC
RIA
CRD#: 116388
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PRINCETON GLOBAL ASSET MANAGEMENT LLC
PRINCETON GLOBAL ASSET MANAGEMENT LLC
CRD#: 146644 / SEC#: 801-71305
RIA
Registered Investment Advisory firm - (4/9/2010 Approved)Texas
Registered Investment Advisory firm - (4/22/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(12/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PG
PRINCETON GLOBAL ASSET MANAGEMENT LLC
PRINCETON GLOBAL ASSET MANAGEMENT LLC
CRD#: 146644 / SEC#: 801-71305
RIA
Registered Investment Advisory firm - (4/9/2010 Approved)Texas
Registered Investment Advisory firm - (4/22/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17 Hulfish Street Suite 240, Princeton, NJ 08542
Mailing Address
Phone number
(609) 945-1781
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 782,787,247 |
Red Flags
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