Kevin P. Saia

S SQUARED RETIREMENT SOLUTIONS LLC

Montville, NJ 07045

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CRD#: 2305710

Professional summary

Kevin Patrick Saia, CFP® is a registered financial advisor currently at S SQUARED RETIREMENT SOLUTIONS LLC located in Montville, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kevin has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.COLLEGE PLANNING OF NJ, OWNER. SCHOLARSHIP SEARCH 1% OF TIME DEVOTED TO THIS ACTIVITY, NOT SECURITIES RELATED. 2. S SQUARED LIFE SOLUTIONS; INVESTMENT RELATED; MONTVILLE, NJ; INSURANCE; OWNER AND AGENT - 40% OF TIME; INVESTMENT RELATED 3. AUTHOR OF RETIREMENT AND INCOME; NON-INVESTMENT RELATED 4. S SQUARED INVESTMENT ADVISORS; NON-INVESTMENT RELATED; BUSINESS CONSULTING FIRM; OWNER; 1% TIME SPENT DURING TRADING 5. CASH BALANCE ADVISORS; NON-INVESTMENT RELATED; CONSULTANT; 1% OF TIME SPENT; SPEAKS WITH BUSINESS OWNERS ABOUT DEFINED BUSINESS PLANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Saia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 5, 2014 - Present

S SQUARED RETIREMENT SOLUTIONS LLC

Office #1: 170 Changebridge Rd Unit D5-1, Montville, NJ 07045

RIA

CRD#: 173297

Montville, NJ

Past

October 11, 2024 - April 9, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Montville, NJ

Past

October 11, 2024 - April 9, 2025

CRD#: 4

ST. LOUIS, MO

Past

October 18, 1993 - January 10, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 13, 1993 - October 26, 1993

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/5/2014)

General Securities Representative Examination

Current Firm

S SQUARED RETIREMENT SOLUTIONS LLC

S SQUARED RETIREMENT SOLUTIONS LLC | S SQUARED WEALTH MANAGEMENT LLC

CRD#: 173297 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/5/2014 Approved)

New York

Registered Investment Advisory firm - (7/25/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

170 Changebridge Rd Unit D5-1, Montville, NJ 07045

Mailing Address

Phone number

(862) 251-4700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 26,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Saia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Saia's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

J.P. TURNER & COMPANY, L.L.C.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

JOSEPHTHAL & CO., INC.

A. G. EDWARDS & SONS, INC.

PRUDENTIAL EQUITY GROUP, LLC

RYAN BECK & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2007

Series 63

Date: 2/2/1993

SIE

Date: 10/1/2018

Series 31

Date: 6/22/2007

Series 7

Date: 1/8/1993

Current Firm

S SQUARED RETIREMENT SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S SQUARED RETIREMENT SOLUTIONS LLC

TRUST BUT VERIFY

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