Thomas G. Abood
Professional summary
Thomas Gus Abood is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Naples, Florida and TRUIST INVESTMENT SERVICES, INC. located in Naples, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gus Abood's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 27, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 801 Laurel Oak Dr, Naples, FL 34108August 26, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 801 Laurel Oak Dr, Naples, FL 34108Office #2: 3315 Davis Blvd, Naples, FL 34104Office #3: 12737 Tamiami Trl E, Naples, FL 34113December 27, 2016 - January 6, 2017
TRUIST INVESTMENT SERVICES, INC.
April 20, 2001 - July 20, 2016
THE HUNTINGTON INVESTMENT COMPANY
May 26, 1998 - July 20, 2016
THE HUNTINGTON INVESTMENT COMPANY
December 18, 1992 - May 8, 1998
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2025)
(10/16/2017)
(7/11/2025)
(3/16/2017)
(2/4/2019)
(7/16/2025)
(12/27/2016)
(12/27/2016)
(6/29/2020)
(7/31/2024)
(7/10/2025)
(7/23/2025)
(7/7/2021)
(7/11/2025)
(7/11/2025)
(8/30/2016)
(7/11/2025)
(7/11/2025)
(1/13/2017)
(4/1/2024)
(8/26/2016)
(7/16/2025)
(8/29/2016)
(4/12/2024)
(2/26/2020)
(8/31/2016)
(6/5/2018)
(7/11/2025)
(8/3/2020)
(7/23/2024)
Exams
Series 8
Date: 3/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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