Thomas Gus Abood
Professional Summary
Thomas Gus Abood is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Naples, Florida and TRUIST INVESTMENT SERVICES, INC. located in Naples, Florida. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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AUSDAL FINANCIAL PARTNERS, INC.
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Videos & Posts
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AUSDAL FINANCIAL PARTNERS, INC.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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AUSDAL FINANCIAL PARTNERS, INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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AUSDAL FINANCIAL PARTNERS, INC.
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Current Firm
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
Contact Information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302Phone Number
(800) 874-4770# of Employees
2,461SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
129,307AUM (Assets Under Management)
$77,391,727,185Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/09/2026 | Cover Page | Report |
| 04/24/2025 | Cover Page | Report |
| 03/28/2024 | Cover Page | Report |
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AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
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Primary Firm SEC Registration
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
State Registrations and Notice Filings
(7/15/2025)
(10/16/2017)
(7/11/2025)
(3/16/2017)
(2/4/2019)
(7/16/2025)
(12/27/2016)
(12/27/2016)
(6/29/2020)
(7/31/2024)
(7/10/2025)
(7/23/2025)
(7/7/2021)
(7/11/2025)
(7/11/2025)
(8/30/2016)
(7/11/2025)
(7/11/2025)
(1/13/2017)
(4/1/2024)
(8/26/2016)
(7/16/2025)
(8/29/2016)
(4/12/2024)
(2/26/2020)
(8/31/2016)
(6/5/2018)
(7/11/2025)
(8/3/2020)
(7/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1998SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gus Abood's CRS (Customer Relationship Summary).
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AUSDAL FINANCIAL PARTNERS, INC.
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