Victor Halpert
Professional summary
Victor Halpert, who also goes by VIctor I Halpert, Victor L Halpert, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1993. Victor has worked at 10 firms and has passed the Series 63, Series 65, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Halpert's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789April 11, 2022 - September 1, 2026
THE BENCHMARK COMPANY, LLC
April 26, 2021 - November 10, 2021
D. BORAL CAPITAL
July 2, 2020 - February 8, 2021
AEGIS CAPITAL CORP.
July 8, 2019 - July 2, 2020
VCS VENTURE SECURITIES
June 28, 1999 - January 22, 2003
CITIGROUP GLOBAL MARKETS INC.
September 1, 1998 - May 7, 1999
ROBERTSON STEPHENS, INC.
March 3, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
February 6, 1995 - January 2, 1998
SALOMON BROTHERS INC.
June 30, 1993 - August 23, 1993
AJAX INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2026)
Exams
Series 79TO
Date: 8/8/2020
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 7/8/2019
Limited Representative-Private Securities OfferingsFINRA
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Winter Park, FL 32789TRUST BUT VERIFY
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