Timothy D. Pirtle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Dean Pirtle SR, who also goes by Tim Pirtle, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2004 - October 3, 2016
WILLIAM C. BURNSIDE & COMPANY, INC.
April 28, 2000 - July 14, 2004
INVESTMENTPOST INC.
April 22, 1996 - July 1, 1999
NORTHEAST SECURITIES, LLC
November 7, 1994 - April 24, 1996
INVESTMENTPOST INC.
October 6, 1994 - December 8, 1994
IDS LIFE INSURANCE COMPANY
October 6, 1994 - December 8, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
August 24, 1993 - March 14, 1995
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM C. BURNSIDE & COMPANY, INC.
CRD#: 6400 / SEC#: , 8-21242
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
