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Timothy Dean Pirtle Sr

CRD# 2305585·Registered 1993 - 2016
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Dean Pirtle SR, who also goes by Tim Pirtle, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1993 - 2016. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Pirtle

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

WILLIAM C. BURNSIDE & COMPANY, INC.·CRD# 6400
BD
Evans, GA
June 24, 2004 - October 3, 2016
INVESTMENTPOST INC.·CRD# 32238
BD
Augusta, GA
April 28, 2000 - July 14, 2004
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
April 22, 1996 - July 1, 1999
INVESTMENTPOST INC.·CRD# 32238
BD
Augusta, GA
November 7, 1994 - April 24, 1996
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
October 6, 1994 - December 8, 1994
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
October 6, 1994 - December 8, 1994
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
August 24, 1993 - March 14, 1995

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Current Firm

WC
WILLIAM C. BURNSIDE & COMPANY, INC.

WILLIAM C. BURNSIDE & COMPANY, INC.

CRD#: 6400 / SEC#: 8-21242
BD
Terminated by SEC on 06/15/2021

Contact Information

Established

Illinois since 09/30/1976

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
BROWN, DAVID DARRELOWNER,VICE-PRESIDENT,CHIEF COMPLIANCE OFFICER1090777
LINDAHL, BRUCE ROBERTOWNER, PRESIDENT,TREASURER2129966

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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