Stephen John Vettorel
Professional Summary
Stephen John Vettorel, who also goes by Steve Vettorel, is a registered financial advisor currently at FIRST DOWN FINANCIAL located in Oviedo, Florida and RIPTIDE FINANCIAL, LLC located in Oviedo, Florida. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 10 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Vettorel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST DOWN FINANCIAL | FIRST DOWN FINANCIAL, INC.
Contact Information
Main Address
1942 West Cr 419 Suite 1030, Oviedo, FL 32766Phone Number
(407) 542-7232# of Employees
10Documents
Regulatory Assets Under Management
Total Number of Accounts
52AUM (Assets Under Management)
$57,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/6/2025)
(9/17/2021)
(8/28/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen John Vettorel's CRS (Customer Relationship Summary).
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