Fred Viscogliosi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Viscogliosi, who also goes by Fred John VIscogliosi, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1993. Fred had worked at 14 firms and has passed the Series 65, Series 63, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - May 26, 2015
T3 TRADING GROUP, LLC
July 22, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
August 25, 2010 - October 20, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
February 15, 2008 - March 14, 2008
CHASE INVESTMENT SERVICES CORP.
February 14, 2008 - March 14, 2008
CHASE INVESTMENT SERVICES CORP.
July 17, 2006 - January 8, 2007
OPUS TRADING FUND LLC
December 15, 2004 - July 11, 2006
TAFFERER TRADING, LLC
February 28, 2003 - April 14, 2004
KING FINANCIAL SERVICES, INC.
July 10, 2002 - February 28, 2003
RUMSON CAPITAL, LLC
November 19, 2001 - March 12, 2002
TRINIX SECURITIES LLC
May 3, 2001 - August 1, 2001
ELECTRONIC TRADING GROUP, LLC
March 20, 2001 - April 4, 2001
SCHONFELD SECURITIES, LLC
May 21, 1998 - August 27, 1999
ON-SITE TRADING, INC.
December 8, 1997 - March 13, 1998
ON-SITE TRADING, INC.
September 17, 1993 - August 13, 1996
A. G. EDWARDS & SONS, INC.
January 28, 1993 - September 20, 1993
THE WELLINGTON GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 7/24/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/9/2003
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
