Rebecca E. Goebel

TCP ASSET MANAGEMENT

Las Vegas, NV

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CRD#: 2305283

Professional summary

Rebecca Eve Goebel, who also goes by Rebecca Eve Barr, Rebecca Barr, Becki Barr, Becki Goebel, is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Las Vegas, Nevada and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Las Vegas, Nevada.

Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Rebecca has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca Eve Barr | Rebecca Barr | Becki Barr | Becki Goebel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RENTAL PROPERTY - PROPERTY OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - LAKE CITY, CO - SINCE 01/2011 - INVESTMENT RELATED 2.) CO-OWNER OF A VACATION RENTAL CABIN WHERE I RECEIVE RENTAL INCOME. ALSO, CURRENTLY EMPLOYED WITH UNITED PLANNERS FINANCIAL SERVICES AS A REGISTERED REPRESENTATIVE. NO COMMISSIONS RECEIVED. 3.) TCP ASSET MANAGEMENT - CHIEF COMPLIANCE OFFICER - DBA NAME FOR MARKETING PURPOSES - LAS VEGAS, NV - SINCE 05/2024 - INVESTMENT RELATED 4.) TCP ASSET MANAGEMENT LLC - CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISOR - LAS VEGAS, NV - SINCE 11/2024 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Eve Goebel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

TCP ASSET MANAGEMENT, LLC

RIA

CRD#: 286037

Las Vegas, NV

Current

May 22, 2024 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #2: 5000 Horizons Drive, Upper Arlington, OH 43220

RIA

CRD#: 20804

LAS VEGAS, NV

Past

January 3, 2011 - May 23, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LAS VEGAS, NV

Past

January 3, 2011 - May 23, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LAS VEGAS, NV

Past

February 10, 2005 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LAS VEGAS, NV

Past

December 13, 2000 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

LAS VEGAS, NV

Past

January 10, 2000 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

January 4, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

August 28, 1996 - January 7, 2000

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

July 31, 1993 - September 7, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 20, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2025)

Arizona
(1/7/2025)

Arkansas
(1/7/2025)

California
(1/7/2025)

Colorado
(1/7/2025)

Connecticut
(1/7/2025)

Delaware
(1/7/2025)

Florida
(1/7/2025)

Georgia
(1/7/2025)

Hawaii
(1/7/2025)

Idaho
(1/7/2025)

Illinois
(1/7/2025)

Indiana
(1/7/2025)

Kansas
(1/7/2025)

Kentucky
(1/7/2025)

Louisiana
(1/7/2025)

Maine
(1/7/2025)

Maryland
(1/7/2025)

Massachusetts
(1/7/2025)

Michigan
(1/7/2025)

Minnesota
(1/7/2025)

Mississippi
(1/7/2025)

Missouri
(1/7/2025)

Montana
(1/7/2025)

Nebraska
(1/7/2025)

Nevada
(5/22/2024)

IAR

Nevada
(6/11/2024)

New Hampshire
(1/7/2025)

New Jersey
(1/7/2025)

New Mexico
(1/7/2025)

New York
(1/7/2025)

North Carolina
(1/7/2025)

Ohio
(1/7/2025)

Oklahoma
(1/7/2025)

Oregon
(1/7/2025)

Pennsylvania
(1/7/2025)

Rhode Island
(1/7/2025)

South Carolina
(1/7/2025)

South Dakota
(1/7/2025)

Tennessee
(1/7/2025)

Texas
(1/7/2025)

Utah
(1/7/2025)

Vermont
(5/1/2025)

Virginia
(1/7/2025)

Washington
(1/7/2025)

West Virginia
(1/7/2025)

Wisconsin
(1/7/2025)

Wyoming
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/18/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/25/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

5000 Horizons Drive, Upper Arlington, OH 43220

Mailing Address

Phone number

(614) 761-9378

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCP ASSET MANAGMENT, LLC FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	3,930
AUM (Assets Under Management)	$ 822,130,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rebecca E. Goebel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Eve Goebel's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

SUTRO & CO. INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

TCP ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/1997

Series 63

Date: 6/5/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1993

Series 10

Date: 9/18/2000

Series 9

Date: 7/25/2000

Series 24

Date: 2/28/2000

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCP ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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