David L. Overton
Professional summary
David Lewis Overton, AIF®, who also goes by David Lewis Overton Mr., is a registered financial advisor currently at HALBERT HARGROVE located in Denver, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lewis Overton's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2006 - Present
HALBERT HARGROVE
Office #1: 4643 S Ulster Street Suite 220, Denver, CO 80237April 24, 2006 - March 27, 2012
OMNIVEST, INC.
September 14, 1999 - November 22, 2005
KESTRA INVESTMENT SERVICES, LLC
July 14, 1999 - October 24, 2012
QWON INVESTMENT CONSULTANTS, INC.
January 27, 1999 - July 30, 1999
QWON INVESTMENT CONSULTANTS, INC.
May 30, 1997 - May 28, 1998
D.E. FREY & COMPANY, INC.
March 20, 1995 - May 30, 1997
OWEN-JOSEPH SECURITIES, INC.
February 5, 1993 - March 27, 1995
C. M. BLAIR, W. O. FOSTER & CO., INC.
Primary Firm SEC Registration
HALBERT HARGROVE
CRD#: 105515 / SEC#: 801-33048
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/17/2006)
Exams
Current Firm
HALBERT HARGROVE
CRD#: 105515 / SEC#: 801-33048
Contact information
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,671 |
| AUM (Assets Under Management) | $ 3,516,418,609 |
Red Flags
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