Kevin M. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Ryan was a registered financial advisor .
Kevin is a previously registered financial advisor and started their career in finance in 1993. Kevin had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2013 - July 28, 2014
BERWYN FINANCIAL SERVICES CORP.
July 14, 1994 - June 17, 2015
BERWYN FINANCIAL SERVICES CORP.
January 18, 1993 - August 16, 1994
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 3/4/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BERWYN FINANCIAL SERVICES CORP.
CRD#: 35586 / SEC#: 801-56469, 8-46745
Contact information
Disclosures
| Regulatory Event | 3 |
Red Flags
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