Julia A. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Ann Boyd, who also goes by Julie Boyd, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1993. Julia had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - December 31, 2019
TD AMERITRADE, INC.
January 16, 2018 - January 10, 2020
TD AMERITRADE, INC.
April 30, 2016 - April 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
January 11, 1999 - April 7, 2018
SCOTTRADE, INC.
January 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 13, 1997 - January 1, 1998
NATIONSSECURITIES
July 29, 1996 - August 13, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
March 18, 1993 - May 22, 1995
BOATMEN'S INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
