RG
Robert T. Gardiner
GRANDEUR PEAK GLOBAL ADVISORS
Salt Lake City, UT 84101
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CRD#: 2305074
RG
Professional summary
Robert Thatcher Gardiner, who also goes by Robert Gardiner, is a registered financial advisor currently at GRANDEUR PEAK GLOBAL ADVISORS located in Salt Lake City, Utah.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Gardiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WW RECOVERY: INVESTMENT-RELATED; 4625 SOUTH 2300 EAST, SUITE 106; SALT LAKE CITY, UT 84117; DEBT PURCHASE AND COLLECTION; MAJORITY SHAREHOLDER; 9/06; 1/2 HOUR A MONTH; NO INVOLVEMENT DURING TRADING HOURS; NO DAY-TO-DAY MANAGEMENT OF BUSINESS, POSSIBLE BOARD MEMBER.
GARDINER PROPERTIES: INVESTMENT-RELATED; 1339 COLONIAL CIRCLE, SALT LAKE CITY, UT 84108; REAL ESTATE DEVELOPMENT; MAJORITY SHAREHOLDER, 9/06; 1/2 HOUR A MONTH; NO INVOLVEMENT DURING TRADING HOURS; NO DAY-TO-DAY MANAGEMENT OF BUSINESS, POSSIBLE BOARD MEMBER.
ANIMAL REFERENCE PATHOLOGY: NOT INVESTMENT-RELATED; 525 4500 S F200, SALT LAKE CITY, UT 84107; VET PATHOLOGY LAB; 50% SHAREHOLDER, 9/06; 1/2 HOUR A MONTH; NO INVOLVEMENT DURING TRADING HOURS; NO DAY-TO-DAY MANAGEMENT OF BUSINESS, POSSIBLE BOARD MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thatcher Gardiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2015 - Present
GRANDEUR PEAK GLOBAL ADVISORS
Office #1: 136 S Main St Ste 720, Salt Lake City, UT 84101RIA
CRD#: 158270
Salt Lake City, UT
Past
January 6, 1993 - July 8, 2011
WASATCH ADVISORS LP
RIA
CRD#: 106081
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GRANDEUR PEAK GLOBAL ADVISORS
GRANDEUR PEAK GLOBAL ADVISORS | GRANDEUR PEAK GLOBAL ADVISORS, LLC
CRD#: 158270 / SEC#: 801-72540
RIA
Registered Investment Advisory firm - (7/6/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(8/26/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 11/27/1992
Non-Member General Securities ExaminationCurrent Firm
GP
GRANDEUR PEAK GLOBAL ADVISORS
GRANDEUR PEAK GLOBAL ADVISORS | GRANDEUR PEAK GLOBAL ADVISORS, LLC
CRD#: 158270 / SEC#: 801-72540
RIA
Registered Investment Advisory firm - (7/6/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
136 S Main St Ste 720, Salt Lake City, UT 84101
Mailing Address
Phone number
(801) 384-0000
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 4,872,509,175 |
Red Flags
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Company Information
GRANDEUR PEAK GLOBAL ADVISORS
CRD#: 158270Salt Lake City, UT 84101TRUST BUT VERIFY
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Contact information
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