Thomas M. Leland

SOUTHEAST ASSET ADVISORS

Mobile, AL 36607

Some features on this profile are disabled

CRD#: 2305002

Professional summary

Thomas Mikell Leland JR, who also goes by Mikell Leland, is a registered financial advisor currently at SOUTHEAST ASSET ADVISORS, LLC located in Mobile, Alabama.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mikell Leland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Leland is a Principal in SAA. SAA has an affiliate, Conifer Advisors, LLC ("Conifer Advisors"), whose primary business is managing the Conifer Funds. Conifer Advisors pays SAA distributions and fees for services, which also benefits SAA's principals as owners of Conifer Advisors. As investors in Conifer Funds, the principals participate in the income/gains/losses from any personal investments in the Conifer Funds. SAA may solicit and/or recommend that clients invest in Conifer Funds from time to time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Mikell Leland JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2015 - Present

SOUTHEAST ASSET ADVISORS, LLC

Office #1: 2401 Old Shell Rd, Ste C, Mobile, AL 36607

RIA

CRD#: 107588

Mobile, AL

Past

February 13, 2013 - September 18, 2015

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MOBILE, AL

Past

February 13, 2013 - September 18, 2015

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MOBILE, AL

Past

August 7, 1997 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MOBILE, AL

Past

December 2, 1994 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MOBILE, AL

Past

February 5, 1993 - December 13, 1994

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTHEAST ASSET ADVISORS, LLC

CONIFER ADVISORS, LLC (RELYING ADVISER) | SOUTHEAST ASSET ADVISORS, LLC | SOUTHEAST ASSET ADVISORS INC

CRD#: 107588 / SEC#: 801-42952

RIA

Registered Investment Advisory firm - (12/22/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/4/2015)

IAR

Texas
(1/20/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/1993

General Securities Representative Examination

Current Firm

SOUTHEAST ASSET ADVISORS, LLC

CONIFER ADVISORS, LLC (RELYING ADVISER) | SOUTHEAST ASSET ADVISORS, LLC | SOUTHEAST ASSET ADVISORS INC

CRD#: 107588 / SEC#: 801-42952

RIA

Registered Investment Advisory firm - (12/22/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

314 Gordon Avenue, Thomasville, GA 31792

Mailing Address

Phone number

(229) 226-8839

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUTHEAST ASSET ADVISORS BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	1,338
AUM (Assets Under Management)	$ 3,717,428,235

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2025	Cover Page	Report
09/13/2024	Cover Page	Report
12/19/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Franklin Little

NYLIFE SECURITIES LLC

MOBILE, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas M. Leland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Mikell Leland JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

SOUTHEAST ASSET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/1995

Series 63

Date: 2/18/1993

SIE

Date: 9/18/2015

Series 7

Date: 2/2/1993

Current Firm

SOUTHEAST ASSET ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SOUTHEAST ASSET ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors