Frank P. Bruno
Professional summary
Frank P Bruno, who also goes by Frank Bruno, is a registered financial advisor currently at MONEY INTELLIGENCE located in Santa Clara, California.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Frank has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 3, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank P Bruno's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2022 - Present
MONEY INTELLIGENCE
Office #1: 5201 Great America Pkwy Suite 455, Santa Clara, CA 95054March 23, 2015 - December 31, 2020
MML DISTRIBUTORS, LLC
October 24, 2012 - December 8, 2014
JOHN HANCOCK DISTRIBUTORS LLC
July 2, 2012 - September 26, 2012
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
February 29, 2008 - February 2, 2012
U.S. BANCORP ADVISORS, LLC
October 6, 2004 - September 17, 2007
U.S. BANCORP ADVISORS, LLC
June 16, 1997 - May 11, 2004
OLD SLIP CAPITAL MANAGEMENT, INC.
March 7, 1996 - February 27, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 3, 1993 - September 17, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/20/2022)
Exams
Series 7TO
Date: 7/19/2022
General Securities Representative ExaminationCurrent Firm
MONEY INTELLIGENCE
CRD#: 164597 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 287 |
| AUM (Assets Under Management) | $ 137,801,301 |
Red Flags
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