Jack S. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Sylvester Wood, who also goes by Jack S Wood, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 2015. Jack had worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2018 - July 1, 2019
JACK WOOD ADVISORY, LLC
August 24, 2017 - September 19, 2018
GRADIENT ADVISORS, LLC
February 16, 2016 - July 17, 2017
EPI FINANCIAL GROUP
May 26, 2015 - February 4, 2016
BROOKSTONE WEALTH ADVISORS, LLC
February 17, 2015 - May 20, 2015
REGAL INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
JACK WOOD ADVISORY, LLC
CRD#: 298555 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
