James Keith Larson Ii
Professional Summary
James Keith Larson II, who also goes by II James Keith Larson, Jim Larson, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1992 - 2020. James had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ii James Keith Larson, Jim Larson
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
401K PROADVISOR | WJK MANAGEMENT CO., INC. | WEALTH AND PENSION SERVICES, GROUP INC. | WEALTH AND PENSION SERVICES GROUP INC. | WEALTH & PENSION SERVICES GROUP | VINING FINANCIAL | UVEZT | TRUSTED FINANCIAL PARTNERS | TRUSTED FINANCIAL ADVISORS | THREE ADVISORS INC. | SOUTHBRIDGE | SNIDERMAN WEALTH MANAGEMENT | KRING FINANCIAL MANAGEMENT, INC. | KRING FINANCIAL MANAGEMENT | FAUCETT FINANCIAL & TAX SERVICE
Contact Information
Main Address
533 Johnson Ferry Road Suite 600, Marrietta, GA 30068Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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