Grace S. Petrarca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grace Stephanie Petrarca, who also goes by Grace S Hvasta, was a registered financial professional .
Grace is a previously registered financial professional and started their career in finance in 1993. Grace had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - April 7, 2022
YHB INVESTMENT ADVISORS INC
March 28, 1994 - March 28, 1995
CONSECO SECURITIES, INC.
June 3, 1993 - March 28, 1994
SHAWMUT BROKERAGE, INC.
Primary Firm SEC Registration
YHB INVESTMENT ADVISORS INC
CRD#: 105434 / SEC#: 801-35916
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YHB INVESTMENT ADVISORS INC
CRD#: 105434 / SEC#: 801-35916
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,864 |
| AUM (Assets Under Management) | $ 1,989,951,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 02/29/2024 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
