Jean E. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Elizabeth Hughes, who also goes by Jeannie Hughes, Jean E Niederle, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1992. Jean had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2007 - April 11, 2016
COASTAL SECURITIES, INC.
February 23, 2005 - April 25, 2007
CANTOR FITZGERALD & CO.
July 1, 1996 - February 8, 2005
COASTAL SECURITIES, INC.
December 18, 1992 - July 1, 1996
GSC SECURITIES, INC.
November 30, 1992 - July 1, 1996
GOVERNMENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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