Daryl O. Anderson
Professional summary
Daryl Oneal Anderson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daryl is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Daryl had worked at 6 firms, which includes CAMBRIA CAPITAL LLC, NEVWEST SECURITIES CORPORATION, SECURITIES SERVICE NETWORK LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, RFCA FINANCIAL SERVICES INC., TRANSGLOBAL INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2006 - March 16, 2007
CAMBRIA CAPITAL, LLC
June 14, 2001 - December 18, 2006
NEVWEST SECURITIES CORPORATION
December 13, 1995 - June 4, 2001
SECURITIES SERVICE NETWORK, LLC
July 22, 1994 - November 10, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 1993 - June 8, 1994
RFCA FINANCIAL SERVICES, INC.
March 8, 1993 - September 10, 1993
TRANSGLOBAL INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAMBRIA CAPITAL, LLC
CRD#: 133760 / SEC#: 801-112108, 8-66768
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 10,552,928 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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