Clinton C. Cannon

CANNON CAPITAL MANAGEMENT

Salt Lake City, UT 84121-2719

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CRD#: 2304488

Professional summary

Clinton Croxall Cannon is a registered financial advisor currently at CANNON CAPITAL MANAGEMENT, INC. located in Salt Lake City, Utah.

Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Clinton has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FISHROCK ADVISORS, LLC INVESTMENT RELATED - CTA 6768 SOUTH 1300 EAST SALT LAKE CITY, UTAH A FIRM INVOLVED IN MANGED FUTURES CO-OWNER STARTED - NOVMEBER 2011 - APPROXIMATELY 10 HOURS /MONTH - PERHAPS 1-2 HOURS OF THAT TIME IS SPENT DURING SECURITIES TRADING HOURS THIS BUSINESS INS IN THE FORMATION PHASE AND TIME IS SPENT PREPARING THE FIRM TO BECOME ACTIVELY ENGAGED IN THE MANAGED FUTURES BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Croxall Cannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2010 - Present

CANNON CAPITAL MANAGEMENT, INC.

Office #1: 6768 South 1300 East, Salt Lake City, UT 84121-2719

RIA

CRD#: 144247

Salt Lake City, UT

Past

July 10, 2007 - January 15, 2008

SMC CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108471

SANDY, UT

Past

September 13, 1996 - December 4, 2008

TINGEY ADVISORS INC

RIA

CRD#: 107539

MIDVALE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANNON CAPITAL MANAGEMENT, INC.

CRD#: 144247 / SEC#: 801-108249

RIA

Registered Investment Advisory firm - (8/8/2016 Approved)

Utah

Registered Investment Advisory firm - (8/17/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/5/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/1992

Uniform Investment Adviser Law Examination

Current Firm

CANNON CAPITAL MANAGEMENT, INC.

CRD#: 144247 / SEC#: 801-108249

RIA

Registered Investment Advisory firm - (8/8/2016 Approved)

Utah

Registered Investment Advisory firm - (8/17/2016 Terminated)

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Contact information

Main Address

6768 South 1300 East, Salt Lake City, UT 84121-2719

Mailing Address

Phone number

(801) 566-3190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANNON ANNUAL AMENDED PART 2A BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 328,888,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clinton C. Cannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Croxall Cannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANNON CAPITAL MANAGEMENT, INC.

SMC CAPITAL MANAGEMENT, INC.

TINGEY ADVISORS INC

Primary Firm SEC Registration

CANNON CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/1992

Current Firm

CANNON CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANNON CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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