SG
Scott D. Genzman
GR FINANCIAL GROUP
Tucson, AZ 85712
Some features on this profile are disabled
CRD#: 2304409
SG
Professional summary
Scott Douglas Genzman is a registered financial advisor currently at GR FINANCIAL GROUP, LLC located in Tucson, Arizona and MUTUAL SECURITIES, INC. located in Tucson, Arizona.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MMMS BARKLEY, S-CORP., START DATE: 1994, 285 N EASTERN SLOPE LOOP TUCSON AZ 85748, FAMILY FARM, FAMILY MEMBER, NOT INVESTMENT RELATED, 1 HR PER YEAR, 0 HRS PER DAY DURING TRADING HOURS. 2. GENZMAN FAMILY LLC, START DATE: 02/2013, 5556 N VIA GIRASOL TUCSON AZ 85750, REAL ESTATE, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS. 3. GR FINANCIAL GROUP, LLC., START DATE: 01/2015, 4556 E CAMP LOWELL DR TUCSON AZ 85712, REGISTERED REPRESENTATIVE, INVESTMENT RELATED, 3 HOURS PER WEEK DURING TRADING HOURS. 4. GR REAL ESTATE LLC, START DATE: 08/2015, 4556 E CAMP LOWELL DR TUCSON AZ 85712, REAL ESTATE, MEMBER, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. GR FINANCIAL GROUP LLC (INSURANCE), START DATE: 01/2015, 4556 E CAMP LOWELL DR TUCSON AZ 85712, INDEPENDENT INSURANCE AGENCY/AGENT OF LIFE, LTC & MEDICAL INSURANCE, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. UNITE 4 AFRICA, START DATE: 02/2020, 4700 N SWAN ROAD TUCSON AZ 85718, 501C3 NON-PROFIT, BOARD MEMBER, NOT INVESTMENT RELATED, 3 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 7. MUTUAL SECURITIES, INC., START DATE: 01/2015, 4556 E CAMP LOWELL DR TUCSON AZ 85712, REGISTERED REPRESENTATIVE, INVESTMENT RELATED, 3 HOURS PER WEEK DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Douglas Genzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2014 - Present
GR FINANCIAL GROUP, LLC
Office #1: 4556 E Camp Lowell, Tucson, AZ 85712RIA
CRD#: 172370
Tucson, AZ
Current
June 22, 2007 - Present
MUTUAL SECURITIES, INC.
Office #1: 4556 Camp Lowell, Tucson, AZ 85712BD
CRD#: 13092
Tucson, AZ
Past
July 26, 2007 - May 29, 2015
BGR FINANCIAL GROUP, LLC
RIA
CRD#: 144652
TUCSON, AZ
Past
October 31, 2005 - June 26, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
TUCSON, AZ
Past
October 26, 2005 - June 26, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
TUCSON, AZ
Past
January 2, 2003 - October 28, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TUCSON, AZ
Past
May 12, 2000 - October 28, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 15, 1993 - May 15, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GR FINANCIAL GROUP, LLC
GR FINANCIAL GROUP, LLC | REGGIE AND TY, LLC
CRD#: 172370 / SEC#: 801-80641
RIA
Registered Investment Advisory firm - (12/5/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/2/2019)
RR
Arizona(6/22/2007)
IAR
Arizona(12/5/2014)
RR
California(1/11/2017)
RR
Colorado(11/6/2018)
RR
Iowa(1/17/2017)
RR
New Mexico(1/12/2017)
RR
Oklahoma(1/19/2017)
RR
Oregon(2/6/2017)
IAR
Texas(4/23/2015)
RR
Texas(1/17/2017)
RR
Utah(10/1/2019)
RR
Washington(1/18/2017)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GR FINANCIAL GROUP, LLC
GR FINANCIAL GROUP, LLC | REGGIE AND TY, LLC
CRD#: 172370 / SEC#: 801-80641
RIA
Registered Investment Advisory firm - (12/5/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4556 E Camp Lowell, Tucson, AZ 85712
Mailing Address
Phone number
(520) 577-4711
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,476 |
| AUM (Assets Under Management) | $ 981,478,466 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
