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Gus Nikolaos Tezaris

CRD# 2304152·Registered 2011 - 2019
Previously Registered: Being a previously registered professional could mean that Gus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gus Nikolaos Tezaris, who also goes by Gus Nickelaos Tezaris, Gus Tezaris, Konstantinos Nikolaos Tezaris, was a registered financial advisor. Gus was a previously registered financial professional and started their career in finance 2011 - 2019. Gus had worked at 4 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gus Nickelaos Tezaris, Gus Tezaris, Konstantinos Nikolaos Tezaris

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

Past

DASH FINANCIAL TECHNOLOGIES LLCPast·CRD# 104031
BD
New York, NY
November 27, 2017 - September 3, 2019
GREENHILL & CO., LLCPast·CRD# 40290
BD
New York, NY
January 19, 2016 - December 6, 2016
LAZARD MIDDLE MARKET LLCPast·CRD# 146092
BD
Minneapolis, MN
January 5, 2015 - October 7, 2015
LAZARD FRERES & CO. LLCPast·CRD# 2528
BD
New York, NY
July 5, 2011 - October 7, 2015

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Current Firm

DF
DASH FINANCIAL TECHNOLOGIES LLC

DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031 / SEC#: 8-52503
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Mailing Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Phone Number

(312) 986-2006

Established

Delaware since 12/18/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMEMBER—
BUTLER, JACLYN LEIGHCHIEF COMPLIANCE OFFICER4175577
LONGOBARDI, JEREMYFINOP6694598
MARTIN, TOMMY RICHARDCHIEF OPERATING OFFICER6492829
MILITO, STINO MARIOCHIEF EXECUTIVE OFFICER4072644
MILLER, TIMOTHY PATRICKPRESIDENT5175547

Disclosures

Regulatory Event

69

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jul 2011About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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