Ehmir Hannibal R. Mora
Professional summary
Ehmir Hannibal Rivero Mora, who also goes by Ehmir Rivero Mora, is a registered financial professional currently at NI ADVISORS located in Milpitas, California.
Ehmir Hannibal is registered as a RR (Registered Representative) and started their career in finance in 1993. Ehmir Hannibal has worked at 7 firms and has passed the Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ehmir Hannibal Rivero Mora's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2018 - Present
NI ADVISORS
Office #1: 1138 Cadillac Court, Milpitas, CA 95035November 15, 2012 - December 21, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 23, 2004 - November 15, 2011
WOODBURY FINANCIAL SERVICES, INC.
January 8, 2002 - November 4, 2003
LIBERTY GROUP, LLC
December 7, 2000 - January 14, 2002
SUNAMERICA SECURITIES, INC.
June 6, 1994 - January 11, 2001
WMA SECURITIES, INC.
November 17, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 15, 1993 - November 29, 1993
IFG NETWORK SECURITIES, INC.
April 5, 1993 - April 19, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2021)
(12/12/2018)
(9/15/2025)
Exams
Series 22TO
Date: 12/16/2024
Direct Participation Programs Representative ExaminationFINRA
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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