Thomas J. Dickson
Professional summary
Thomas John Dickson, CFA, who also goes by Tom Dickson, is a registered financial advisor currently at ZEVENBERGEN CAPITAL INVESTMENTS LLC located in Edmonds, Washington.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Dickson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2024 - Present
ZEVENBERGEN CAPITAL INVESTMENTS LLC
Office #1: 326 Admiral Way Suite 200, Edmonds, WA 98020-7261February 13, 2023 - November 15, 2023
FRONTIER SECURITIES
March 26, 2007 - May 20, 2013
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
April 16, 1996 - March 26, 2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
April 6, 1993 - April 26, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
Primary Firm SEC Registration
ZEVENBERGEN CAPITAL INVESTMENTS LLC
CRD#: 128990 / SEC#: 801-62477
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/3/2024)
Exams
Series 6TO
Date: 2/10/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ZEVENBERGEN CAPITAL INVESTMENTS LLC
CRD#: 128990 / SEC#: 801-62477
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 4,990,660,000 |
Red Flags
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