Michael P. Hepner

HEPNER FINANCIAL SERVICES

Odenton, MD

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CRD#: 2303837

Professional summary

Michael Paul Hepner, CFP® is a registered financial advisor currently at HEPNER FINANCIAL SERVICES, LLC located in Odenton, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT - INVESTMENT RELATED. PROVIDE INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 2783 DRAGON FLY WAY, ODENTON, MD 21113. 2) CPA - 1/1997 TO PRESENT. INVESTMENT RELATED. PROVIDE ACCOUNTING AND TAX SERVICES TO CLIENTS AND PROSPECTS. 2783 DRAGON FLY WAY, ODENTON, MD 21113. 100 HOURS PER YEAR SPENT ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Hepner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

June 12, 2007 - Present

HEPNER FINANCIAL SERVICES, LLC

RIA

CRD#: 144045

Odenton, MD

Past

March 16, 2001 - July 11, 2007

SAFE HARBOR RETIREMENT PLANNERS

RIA

CRD#: 110803

SYKESVILLE, MD

Past

February 24, 2000 - December 17, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

February 24, 2000 - October 22, 2003

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

September 10, 1999 - January 10, 2000

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

December 23, 1992 - July 14, 1999

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/12/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/19/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HEPNER FINANCIAL SERVICES, LLC

CRD#: 144045 / SEC#:

Maryland

Registered Investment Advisory firm - (6/12/2007 Approved)

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Contact information

Main Address

Odenton, MD

Mailing Address

Phone number

(410) 442-0271

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 38,588,729

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Hepner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Hepner's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEPNER FINANCIAL SERVICES, LLC

SAFE HARBOR RETIREMENT PLANNERS

AMERICAN UNITED LIFE INSURANCE COMPANY

ONEAMERICA SECURITIES, INC.

GROVE POINT INVESTMENTS, LLC

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/1997

Series 6

Date: 12/19/1992

Current Firm

HEPNER FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEPNER FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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