Paul A. Basile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Andrew Basile, who also goes by Paul A Basile, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2016 - April 7, 2017
VANDHAM SECURITIES CORP.
July 7, 2016 - December 22, 2016
MAXIM GROUP LLC
April 15, 2016 - July 11, 2016
WALLACHBETH CAPITAL LLC
December 8, 2015 - March 15, 2016
SRT SECURITIES LLC
April 5, 2004 - November 18, 2015
GFI SECURITIES LLC
September 18, 2003 - July 8, 2004
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
January 22, 2001 - October 14, 2003
BURLINGTON CAPITAL MARKETS INC.
November 5, 1998 - January 29, 2001
REFCO SECURITIES, LLC
January 8, 1994 - October 29, 1998
SCHRODER & CO. INC.
January 18, 1993 - December 17, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VANDHAM SECURITIES CORP.
CRD#: 26258 / SEC#: , 8-42448
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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