Christopher Golio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Golio, who also goes by Christopher Fiore Golio, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2012 - March 24, 2017
BTIG, LLC
August 12, 2010 - March 16, 2012
MORGAN STANLEY DISTRIBUTION, INC.
February 22, 2006 - October 19, 2006
ENCLAVE CAPITAL LLC
August 8, 2003 - October 23, 2003
BNP PARIBAS SECURITIES CORP.
October 18, 2001 - August 7, 2003
ZURICH CAPITAL MARKETS SECURITIES, INC.
March 29, 2001 - October 12, 2001
U.S. GROWTH INVESTMENTS, INC.
June 18, 1998 - March 12, 2001
PROMETHEAN CAPITAL GROUP LLC
January 10, 1997 - January 30, 1997
RODMAN & RENSHAW INC.
April 29, 1993 - March 28, 1994
WOLFE & HURST BOND BROKERS INC.
December 24, 1992 - April 27, 1993
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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