William Keenan

IRONBRIDGE PRIVATE WEALTH

Austin, TX 78746

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CRD#: 2303531

Professional summary

William Keenan, who also goes by Bill Keenan, is a registered financial advisor currently at IRONBRIDGE PRIVATE WEALTH, LLC located in Austin, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Keenan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY; INVESTMENT RELATED; HORSESHOE BAY, TX; 100% OWNERSHIP WITH SPOUSE; START DATE = 05/28/2008; NO TIME DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keenan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2018 - Present

IRONBRIDGE PRIVATE WEALTH, LLC

Office #1: 6420 Bee Caves Road Suite 201, Austin, TX 78746

RIA

CRD#: 287714

Austin, TX

Past

January 3, 2011 - June 19, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUSTIN, TX

Past

January 3, 2011 - June 19, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

March 5, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

AUSTIN, TX

Past

March 5, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

AUSTIN, TX

Past

December 16, 2002 - February 9, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

AUSTIN, TX

Past

March 16, 2001 - February 9, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRONBRIDGE PRIVATE WEALTH, LLC

CRD#: 287714 / SEC#: 801-115022

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/15/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/20/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IRONBRIDGE PRIVATE WEALTH, LLC

CRD#: 287714 / SEC#: 801-115022

RIA

Registered Investment Advisory firm - (4/18/2019 Approved)

Texas

Registered Investment Advisory firm - (4/22/2019 Terminated)

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Contact information

Main Address

6420 Bee Caves Road Suite 201, Austin, TX 78746

Mailing Address

Phone number

(512) 327-8901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRONBRIDGE PRIVATE WEALTH, LLC BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 314,790,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William Keenan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keenan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

IRONBRIDGE PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2002

Series 63

Date: 2/15/2002

SIE

Date: 6/19/2018

Series 7

Date: 3/13/2001

Series 6

Date: 11/20/1992

Current Firm

IRONBRIDGE PRIVATE WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRONBRIDGE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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